The Financial Services and Intermediary Act, (FAIS Act) including Sections 11 and 12 of the General Code of Conduct for Authorised Financial Services Providers and their Representatives (“the General Code”) deal with a FSP’s responsibilities in terms of conducting business as well as specifics such as Risk Management. In terms of research carried out, it stands to reason that Business Continuity or a (BCP) should form part of a FSP’s Risk Management Policy.

Educational Aim:

To highlight how essential it is to have a business continuity plan.

Educational Outcomes:

Upon completion of this module learners should:
  1. Have a clear understanding of why a business continuity plan is necessary.
  2. Be able to understand your obligations under FAIS.
Cost
: R 114.00 incl. VAT
Expiry Date
: 08/10/2014
CPD Units
: 1.00 Point
Rating
: 2.7/4


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